A lead underwriter like morgan stanley must balance the interests of the stock issuer and investors .
像摩根士丹利这种主承销商需要平衡股票发行商和投资者的利益。
He worked alongside bankers from merrill lynch , the lead underwriter , who invited him to join them .
他与主承销商美林的银行家共同工作,并接到了美林的工作邀请。
Some people at the firm said mr. blankfein seemed insufficiently apologetic , focusing too much on goldman 's role as a trading operation and not enough as a trusted underwriter securities sold to clients .
That strength is helping the bank to emerge as the equity underwriter of choice for many european institutions during a time of intensive capital raising .
在融资活动密集之际,瑞信凭借这一优势,成为许多欧洲机构的首选证券承销商。
People familiar with the matter said that more than 30 institutions had applied to be an underwriter and that aia 's management held final interviews last week .
知情人士透露,逾30家机构申请担任承销商,aia管理层于上周进行了最后一轮面谈。
The investors were sophisticated ( on paper , at least ) and the securities unregistered , reducing underwriter liability .
投资者是老练的(至少名义上是这样)与证券不属于监管范围,都减轻了承销商的责任。
Like other public market investors , paulson must rely on audits and underwriter due diligence for comfort that financial statements and disclosures are accurate and reflect the true state of affairs at companies with publicly traded securities .
According to the settlement documents , goldman 's underwriting business with massachusetts rose , with it winning the lead underwriter role for three of 11 transactions with the state 's housing finance agency .
If it was found wanting , either goldman ( as underwriter ) would have had to buy the stock back at par , or facebook would have had to go public .
如果存在缺陷,那么要么高盛(作为承销商)按照票面价值回购股票,要么facebook不得不公开上市。
As lead manager , morgan stanley basically ' ran ' the books ; that is , it helps to decide how many shares are allotted to its clients and how many are to be sold to each underwriter .