If you were a fiduciary ( such as a pension manager ) , you would be hard-pressed to defend an overweight on fixed income when it yields nothing , versus equities that offer an attractive 7.5 % .
The truth is that investment banks are rife with potential conflicts firstly between their trading and that of their clients , and secondly between various classes of customer , whom banks may serve as advisors , market-makers , underwriters , or as a fiduciary .
These governance reforms would unambiguously communicate to boards and directors their new fiduciary and financial reality : there is no party .
上述治理改革将让董事会及董事们明白他们新的受托人及财务现实:没有聚会。
Goldman 's report concludes that it should disclose conflicts of interest when it acts as an adviser or fiduciary to its clients .
高盛的报告得出的结论是:当它作为客户的顾问或受托人时,它应该向客户披露利益冲突。
The fed should have the option to post or publish transcripts of these " fiduciary risk reviews " to give investors insight into how conversant their boardrooms were with risk .
美联储应有权公布这些“受托人风险评估”的副本,使投资者明了董事会对风险的了解程度。
A special prosecutor said mr lee had breached his fiduciary duty by letting his children buy bonds of samsung 's affiliate companies through irregular financial transactions , incurring losses at the companies .